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Adams, Barry

Date of Order or Settlement:
2010-01-25
Banned Until:
2019-04-19
Sanction:

    10-year ban from purchasing and trading in securities or exchange contracts with conditions

    10-year ban from relying on any exemptions set out in the Securities regulations with conditions

Supporting Documents:
Violation:

    Unregistered trading (NB)

    Making misleading statements (NB)

    Acting contrary to the public interest (NB)

Ruling Body:
BCSC / New Brunswick Securities Commission (NBSC)