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Albers, Rodney Keith

Date of Order or Settlement:
2001-08-21
Banned Until:
2009-08-21
Sanction:

    8-year trading ban with conditions

    8-year investor relations ban

    An undertaking to comply with restrictions on future registration under the Securities Act including training and strict supervision provisions

Supporting Documents:
Violation:

    Unregistered distribution

    Failure to comply with the "Know Your Client" and "Fair Dealing" rules

Ruling Body:
BCSC
Payment Agreed/Ordered:
$2,400