Enforcement

Disciplined List

Alexander, Keith Henry

Date of Order or Settlement:

2015-08-04
Banned Until:

2018-08-04

Sanction:

3-year ban from purchasing and trading in securities (with conditions)
3-year director/officer ban (with conditions)
3-year ban from becoming or acting as a promoter
3-year ban from acting in a management or consultative capacity in connection with activities in the securities market
3-year investor relations ban

Supporting Documents:

Violation:

Illegal distribution
Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$7,500 plus $20,000 in disgorgement