Disciplined List
Anderson, Brian David
-
Date of Order or Settlement:
2007-06-21
Sanction:
- Permanent trading ban
- Permanent director/officer ban with conditions
- Permanent investor relations ban
Supporting Documents:
Violation:
- Fraud
- Misrepresentations
- Illegal distribution
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$250,000