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Ardalan, Afshin

Date of Order or Settlement:
2018-05-25
Banned Until:
5/25/2022
Sanction:

    4-year ban from purchasing and trading in securities or exchange contracts (with conditions)

    4-year director/officer ban (with conditions)

    4-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision (with conditions)

    4-year ban from becoming or acting as a registrant or promoter (with conditions)

    4-year ban from acting in a management or consultative capacity in connection with activities in the securities market (with conditions)

    4-year investor relations ban (with conditions)

Supporting Documents:
Violation:
    Unregistered distribution
Ruling Body:
BCSC
Payment Agreed/Ordered:
$40,000