Due to upcoming maintenance there will be outages on the following dates. External e-Services: February 15 (5pm to 7pm). Public Website and External e-Services: February 22 – 5pm to February 24 – 8pm. For more information, click here.

Ardalan, Afshin

Date of Order or Settlement:
Banned Until:

    4-year ban from purchasing and trading in securities or exchange contracts (with conditions)

    4-year director/officer ban (with conditions)

    4-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision (with conditions)

    4-year ban from becoming or acting as a registrant or promoter (with conditions)

    4-year ban from acting in a management or consultative capacity in connection with activities in the securities market (with conditions)

    4-year investor relations ban (with conditions)

Supporting Documents:
    Unregistered distribution
Ruling Body:
Payment Agreed/Ordered: