Due to upcoming maintenance there will be outages on the following dates. External e-Services: February 15 (5pm to 7pm). Public Website and External e-Services: February 22 – 5pm to February 24 – 8pm. For more information, click here.

Arlitt, John Louis

Date of Order or Settlement:
1998-08-12
 
Sanction:

    An undertaking to comply with the Securities Act

    Permanently refrain from distributing any copies of the February 1 and 10, 1998 and March 1 and 10, 1998 copies of the Trader

Supporting Documents:
Violation:

    Unregistered advising

    Misrepresentations

Ruling Body:
BCSC
Payment Agreed/Ordered:
$5,000