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Arlitt, John Louis

Date of Order or Settlement:
1998-08-12
 
Sanction:

    An undertaking to comply with the Securities Act

    Permanently refrain from distributing any copies of the February 1 and 10, 1998 and March 1 and 10, 1998 copies of the Trader

Supporting Documents:
Violation:

    Unregistered advising

    Misrepresentations

Ruling Body:
BCSC
Payment Agreed/Ordered:
$5,000