Due to upcoming maintenance there will be outages on the following dates. External e-Services: February 15 (5pm to 7pm). Public Website and External e-Services: February 22 – 5pm to February 24 – 8pm. For more information, click here.

Armit, James Gordon

Date of Order or Settlement:

    An undertaking not to apply to be a compliance officer in British Columbia

Supporting Documents:

    Failure to review all of the sales of the units of the Limited Partnerships, contrary to sections 47 and 65 of the Securities Rules.

Ruling Body: