Enforcement

Disciplined List

Bakshi, Prabhjot Singh

Date of Order or Settlement:

2018-09-05
Banned Until:

2028-09-05

Sanction:

10-year ban from purchasing and trading in securities (with conditions)
10-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision
10-year director/officer ban
10-year ban from becoming or acting as a registrant or promoter
10-year ban from acting in a management or consultative capacity in connection with activities in the securities market
10-year investor relations ban

Supporting Documents:

Violation:

Illegal distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$380,309 in disgorgement and an administrative penalty of $100,000