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Bakshi, Prabhjot Singh

Date of Order or Settlement:
2018-09-05
Banned Until:
9/5/2028
Sanction:

    10-year ban from purchasing and trading in securities (with conditions)

     

    10-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision 

     

    10-year director/officer ban 

     

    10-year ban from becoming or acting as a registrant or promoter 

     

    10-year ban from acting in a management or consultative capacity in connection with activities in the securities market 

     

    10-year investor relations ban 

     

Supporting Documents:
Violation:
    Illegal distribution
Ruling Body:
BCSC
Payment Agreed/Ordered:
$380,309 in disgorgement and an administrative penalty of $100,000