Disciplined List
Penko, Renee Michelle
-
Date of Order or Settlement:
2016-08-17 -
Banned Until:
2020-08-17
Sanction:
- 4-year ban from purchasing and trading in securities (with conditions)
- 4-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision as defined in the Securities Act (with conditions)
- 4-year ban from becoming or acting as a registrant or promoter
- 4-year ban from acting in a management or consultative capacity in connection with activities in the securities market (with conditions)
- 4-year investor relations ban
- 4-year condition of strict supervision of registrable activities
- Director/officer ban
Supporting Documents:
Violation:
-
Illegal
distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$155,000 in disgorgement and an administrative penalty of $40,000