Penko, Renee Michelle

Date of Order or Settlement:
2016-08-17
Banned Until:
August-17-2020
Sanction:

    4-year ban from purchasing and trading in securities (with conditions)

    4-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision as defined in the Securities Act (with conditions)

    4-year ban from becoming or acting as a registrant or promoter

    4-year ban from acting in a management or consultative capacity in connection with activities in the securities market (with conditions)

    4-year investor relations ban

    4-year condition of strict supervision of registrable activities

    Director/officer ban

     

Supporting Documents:
Violation:
    Illegal distribution
Ruling Body:
BCSC
Payment Agreed/Ordered:
$155,000 in disgorgement and an administrative penalty of $40,000