Phillips, David Charles

Date of Order or Settlement:
2018-02-08
 
Sanction:

    Permanent ban from purchasing and trading in securities or exchange contracts (with conditions)

    Permanent director/officer banĀ 

    Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decisionĀ 

    Permanent ban from becoming or acting as a registrant or promoter

Supporting Documents:
Ruling Body:
BCSC