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Notices of Hearing & Temporary Orders

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In an enforcement proceeding, the Executive Director issues a notice of hearing, which contains allegations against respondents. The Executive Director may also issue a temporary order, which prohibits respondents from certain conduct.

This page contains notices of hearing and temporary orders.

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Showing 1 - 50 of  1585  records as of 2018-12-10 12:00:00 AM

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Date Subject Format
2018-12-05 DominionGrand II Mortgage Investment Corporation, DominionGrand Investment Fund Inc., Donald Bruce Edward Wilson, David Scott Wright and Patrick K. Prinster [Hearing Notice – Adjournment]
2018-12-03 Aik Guan “Frankie” Lim, Scott Thomas Low, Darrell Wayne Wiebe, FS Financial Strategies Inc., FS Financial Strategies Services Inc., 3i Capital ClearPath Limited Partnership, FS Financial Services Inc., FS Financial Services (Alberta) Inc., Verico FS Capital Inc., FS Financial Systems Inc., Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, George Lay, Gagan Deep Bachra, Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai [Notice – Further Extension of Temporary Order and Adjournment]
2018-11-26 BridgeMark Financial Corp., Jackson & Company Professional Corp., Anthony Kevin Jackson, Lukor Capital Corp., Justin Edgar Liu, Rockshore Advisors Ltd. (formerly known as Cam Paddock Enterprises Inc.), Cameron Robert Paddock, Simran Singh Gill, JCN Capital Corp., John Rosarino Bevilacqua, Essos Corporate Services Inc., Sway Capital Corp., Von Rowell Torres, David Matthew Schmidt, Detona Capital Corp., Danilen Villanueva, Natasha Jon Emami, Altitude Marketing Corp., Ryan Peter Venier, Platinum Capital Corp., 658111 B.C. Ltd., Jason Christopher Shull, Tryton Financial Corp., Abeir Haddad, Tavistock Capital Corp., Robert John Lawrence, Jarman Capital Inc., Scott Jason Jarman, Northwest Marketing and Management Inc., Aly Babu Husein Mawji, Rufiza Babu Husein Mawji-Esmail, Denise Marie Trainor, Randy White, Escher Invest SA, Hunton Advisory Ltd., Kendl Capital Limited, 1153307 B.C. Ltd., Russell Grant Van Skiver, Bertho Holdings Ltd., Robert William Boswell, Haight-Ashbury Media Consultants Ltd., Ashkan Shahrokhi, Saiya Capital Corporation, Tara Kerry Haddad, Keir Paul MacPherson, Tollstam & Company Chartered Accountants, Albert Kenneth Tollstam, 727 Capital, David Raymond Duggan, Viral Stocks Inc., and 10X Capital (the BridgeMark Group) Cryptobloc Technologies Corp., New Point Exploration Corp., Green 2 Blue Energy Corp., BLOK Technologies Inc., Kootenay Zinc Corp., Affinor Growers Inc., Beleave Inc., Liht Cannabis Corp. (formerly known as Marapharm Ventures Inc.), PreveCeutical Medical Inc., Speakeasy Cannabis Club Ltd., and Abattis Bioceuticals Corp. (the Issuers) [Temporary Order and Notice of Hearing]
2018-11-22 Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc. [Hearing Notice – Hearing Date]
2018-11-20 Matthew John Hamilton and Braeden William Sinclair Lichti (aka Braeden Sinclair) [Hearing Notice – Hearing Date]
2018-11-16 Robert Clive Gardner [Notice of Discontinuance]
2018-11-13 James Marc Gravelle (also known as Marc Joseph James Gravelle and Marc James Gravelle) and WY ATAP Investments Inc. [Hearing Notice – Hearing Date]
2018-11-06 Aik Guan “Frankie” Lim, Scott Thomas Low and Darrell Wayne Wiebe, FS Financial Strategies Inc., FS Financial Strategies Services Inc., 3i Capital, ClearPath Limited Partnership, FS Financial Services Inc., FS Financial Services (Alberta) Inc., Verico FS Capital Inc. and FS Financial Systems Inc. (collectively, the FS Group) Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, George Lay, Gagan Deep Bachra, Chi Kay “Dixon” Wong and Meng Cher “Philip” Tsai (collectively, the nominee directors) [Notice of Discontinuance]
2018-11-06 Aik Guan “Frankie” Lim, Scott Thomas Low, Darrell Wayne Wiebe, FS Financial Strategies Inc., FS Financial Strategies Services Inc., 3i Capital ClearPath Limited Partnership, FS Financial Services Inc., FS Financial Services (Alberta) Inc., Verico FS Capital Inc., FS Financial Systems Inc., Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, George Lay, Gagan Deep Bachra, Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai [Notice – Further Extension of Temporary Order and Adjournment]
2018-11-05 Aik Guan “Frankie” Lim, Scott Thomas Low, Darrell Wayne Wiebe, FS Financial Strategies Inc., FS Financial Strategies Services Inc., 3i Capital ClearPath Limited Partnership, FS Financial Services Inc., FS Financial Services (Alberta) Inc., Verico FS Capital Inc., FS Financial Systems Inc., Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, George Lay, Gagan Deep Bachra, Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai [Hearing Notice – Adjournment]
2018-10-24 Aik Guan “Frankie” Lim, Scott Thomas Low and Darrell Wayne Wiebe, FS Financial Strategies Inc., FS Financial Strategies Services Inc., 3i Capital, ClearPath Limited Partnership, FS Financial Services Inc., FS Financial, Services (Alberta) Inc., Verico FS Capital Inc. and FS Financial Systems Inc. (collectively, the FS Group), Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, George Lay, Gagan, Deep Bachra, Chi Kay “Dixon” Wong and Meng Cher “Philip” Tsai (collectively, the nominee directors)[Amended Notice of Hearing]
2018-10-17 Pegasus Pharmaceuticals Group Inc., Careseng Cancer Institute Inc. and Winter Huang, also known as Dong Huang [Amended Notice of Hearing]
2018-10-05 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Hearing Notice – Adjournment]
2018-10-02 Aik Guan “Frankie” Lim, Scott Thomas Low, FS Financial Strategies Inc., FS Financial Services Inc., FS Financial Strategies Services Inc., FS Financial Services (Alberta) Inc., Darrell Wiebe, Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, WL Strategic Capital Partners Inc., George Lay, Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang), FS Stellar Insurance Services Inc., Nyit Foon “Lydia” Chin, Aike Joo Lim, Verico FS Capital Inc., Gagan Deep Bachra, FS Financial Systems Inc., Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai [Notice – Further Extension of Temporary Order and Adjournment]
2018-10-02 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Hearing Notice – Hearing Date]
2018-09-19 Stewart Douglas Loughery and Military International Ltd. [Hearing Notice – Hearing Dates]
2018-09-18 Damodar Arapakota, The Arapakota 2006 Family Trust, Imex Systems Inc. and TSX Venture Exchange Inc. [Hearing Notice – Hearing Dates]
2018-09-17 Chilean Metals Inc. and TSX Venture Exchange Inc. [Hearing Notice – Hearing Date]
2018-09-04 Forum National Investments Ltd., Daniel Clozza, Robert Logan Dunn, Douglas Corrigan and Mosaic Holdings Ltd. [Hearing Notice – Hearing Dates]
2018-08-17 Damodar Arapakota, The Arapakota 2006 Family Trust, Imex Systems Inc. and TSX Venture Exchange Inc. [Hearing Notice – Hearing Dates]
2018-08-09 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Hearing Notice – Adjournment]
2018-08-03 Bezzaz Holdings Group Ltd. dba BGI Canada and BGI Investment (Bezzaz), Nexus Global Trading Ltd. dba Nexus Distribution Group (Nexus), Todd Norman John Bezzasso, Wei Kai Liao, also known as Kevin Liao, and Fiorino Corsi [Notice of Hearing]
2018-08-02 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Hearing Notice - Withdrawal]
2018-07-24 Titan-West Explorations Inc., Darren Scott Davidson, and Paul Webster [Notice of Discontinuance]
2018-07-17 James Francis Gerard Callaghan and TSX Venture Exchange Inc. [Hearing Notice – Adjournment and Hearing Dates]
2018-07-17 Robert Clive Gardner [Hearing Notice – Adjournment]
2018-07-03 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A [Hearing Notice – Hearing Date]
2018-07-03 Larry Keith Davis [Hearing Notice – Hearing Date]
2018-06-21 ecoTECH Energy Group Inc., currently known as Dong Fang Hui Le Inc., Colin V. Hall, Rolf Eugster, and Anne Sanders [Hearing Notice – Adjournment]
2018-06-15 Forum National Investments Ltd., Daniel Clozza, Robert Logan Dunn, Douglas Corrigan, and Mosaic Holdings Ltd. [Amended Notice of Hearing]
2018-06-15 Stewart Douglas Loughery and Military International Inc. [Hearing Notice - Hearing Dates]
2018-06-06 Aik Guan “Frankie” Lim, Scott Thomas Low, FS Financial Strategies Inc., FS Financial Services Inc., FS Financial Strategies Services Inc., FS Financial Services (Alberta) Inc., Darrell Wiebe, Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, CC Cornerstone Credit Ltd. (now known as Flexfi Inc.), Afshin Ardalan, WL Strategic Capital Partners Inc., George Lay, Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang), FS Stellar Insurance Services Inc., Nyit Foon “Lydia” Chin, Aike Joo Lim, Verico FS Capital Inc., Gagan Deep Bachra, FS Financial Systems Inc., Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai [Partial Revocation Order]
2018-06-06 Garo Aram Deyrmenjian, Raffi Khorchidian, David Craven, and EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A. [Hearing Notice – Hearing Date]
2018-06-01 Aik Guan “Frankie” Lim, Scott Thomas Low, FS Financial Strategies Inc., FS Financial Services Inc., FS Financial Strategies Services Inc., FS Financial Services (Alberta) Inc., Darrell Wiebe, Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, CC Cornerstone Credit Ltd. (now known as Flexfi Inc.), Afshin Ardalan, WL Strategic Capital Partners Inc., George Lay, Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang), FS Stellar Insurance Services Inc., Nyit Foon “Lydia” Chin, Aike Joo Lim, Verico FS Capital Inc., Gagan Deep Bachra, FS Financial Systems Inc., Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai [Notice of Discontinuance]
2018-05-22 Aik Guan “Frankie” Lim, Scott Thomas Low, FS Financial Strategies Inc., FS Financial Services Inc., FS Financial Strategies Services Inc., FS Financial Services (Alberta) Inc., Darrell Wiebe, Chun Ying “Jim” Pan, Chung-Sheng “Johnson” Kao, CC Cornerstone Credit Ltd. (now known as Flexfi Inc.), Afshin Ardalan, WL Strategic Capital Partners Inc., George Lay, Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang), FS Stellar Insurance Services Inc., Nyit Foon “Lydia” Chin, Aike Joo Lim, Verico FS Capital Inc., Gagan Deep Bachra, FS Financial Systems Inc., Chi Kay “Dixon” Wong, and Meng Cher “Philip” Tsai [Notice – Further Extension of Temporary Order and Adjournment]
2018-05-22 SBC Financial Group Inc. and Prabhjot Singh Bakshi [Hearing Notice – Hearing Date]
2018-05-03 ecoTECH Energy Group Inc., currently known as Dong Fang Hui Le Inc., Colin V. Hall, Rolf Eugster, and Anne Sanders [Notice of Hearing]
2018-04-26 Matthew John Hamilton and Braeden William Sinclair Lichti (aka Braeden Sinclair) [Hearing Notice – Adjournment]
2018-04-23 Alan Braun, Jerry Braun, Steven Maxwell (a.k.a. Steven Fassman), Braun Developments (B.C.) Ltd., 8022275 Canada Inc., and 0985812 B.C. Ltd. (dba TerraCorp Investment Ltd.) [Hearing Notice – Adjournment]
2018-04-23 James Francis Gerard Callaghan and TSX Venture Exchange Inc. [Hearing Notice – Adjournment]
2018-03-15 Roy Ping Bai (also known as Ping Bai) and RBP Consulting [Hearing Notice – Hearing Date]
2018-03-12 William Wade Furman [Notice of Hearing]
2018-02-16 Investment Industry Regulatory Organization of Canada and Alberto Tassone [Hearing Notice – Hearing Date]
2018-02-06 Flexfi Inc., formerly known as CC Cornerstone Credit Ltd., and Afshin Ardalan [Notice of Hearing]
2018-01-31 Alan Braun, Jerry Braun, Steven Maxwell (a.k.a. Steven Fassman), Braun Developments (B.C.) Ltd., 8022275 Canada Inc., and 0985812 B.C. Ltd. (dba TerraCorp Investment Ltd.) [Hearing Notice – Hearing Dates]
2018-01-24 James Francis Gerard Callaghan and TSX Venture Exchange Inc. [Hearing Notice – Adjournment and Hearing Dates]
2018-01-16 Titan-West Explorations Inc., Darren Scott Davidson, and Paul Webster [Hearing Notice – Hearing Dates]
2018-01-11 Titan-West Explorations Inc., Darren Scott Davidson, and Paul Webster [Hearing Notice – Adjournment]
2018-01-10 DominionGrand II Mortgage Investment Corporation, DominionGrandInvestment Fund Inc., Donald Bruce Edward Wilson, David Scott Wright, and Patrick K. Prinster [Hearing Notice – Adjournment]
2018-01-04 James Marc Gravelle (also known as Marc Joseph James Gravelle and Marc James Gravelle) and WY ATAP Investments Inc. [Notice of Hearing]