BCSC operations during COVID-19 outbreak: Click here.

Settlements

Sign-up for updates about BCSC Settlements.

The BCSC has authorized the Executive Director to settle enforcement matters when it is in the public interest. If the Executive Director and the respondent agree to a statement of facts, the Executive Director issues consent orders, and the respondent undertakes to pay an agreed upon sum.

This page contains settlement agreements and orders.

Search:

Showing 1 - 50 of  674  records as of 2020-03-31 12:00:00 AM

View  Results
Date Subject Format
2020-03-11 Robert Logan Dunn and Mosaic Holdings Inc. [Order and Settlement Agreement]
2020-03-02 Firethorn Partners, LLC and Narinder Paul Singh Bains [Settlement Agreement]
2020-01-09 Chun Ying “Jim” Pan [Order and Settlement Agreement]
2019-12-19 Robert Menzies Findlay [Order and Settlement Agreement]
2019-12-11 Akash Patel [Order and Settlement Agreement]
2019-12-09 George Badri Boustani [Order and Settlement Agreement]
2019-12-09 Saad Hayek, a.k.a. Sid Hayek [Order and Settlement Agreement]
2019-10-25 George Lay [Order and Settlement Agreement]
2019-10-18 Chi Kay “Dixon” Wong [Order and Settlement Agreement]
2019-10-18 Chung-Shen “Johnson” Kao [Order and Settlement Agreement]
2019-10-18 Gagan Deep Bachra [Order and Settlement Agreement]
2019-10-18 Meng Cher “Philip” Tsai [Order and Settlement Agreement]
2019-09-11 John Malcolm Cockburn [Order and Settlement Agreement]
2019-07-19 Genus Capital Management Inc. [Settlement Agreement]
2019-06-05 Beleave Inc. [Settlement Agreement]
2019-04-25 Lyle Charles Hogaboam [Order and Settlement Agreement]
2018-10-18 Les Weinstein [Order and Settlement Agreement]
2018-09-28 Carl Vance Loeber and Nickel One Resources Inc. [Settlement Agreement]
2018-07-31 Larry Lee [Order and Settlement Agreement]
2018-07-24 Darren Scott Davidson [Order and Settlement Agreement]
2018-07-24 Paul Webster [Order and Settlement Agreement]
2018-07-12 Thomas Geoffrey Bertram [Settlement Agreement]
2018-07-05 Keir Reynolds [Order and Settlement Agreement]
2018-05-11 Laura Simonson and Gordon Espeseth [Order and Settlement Agreement]
2017-12-21 Lakhwindar Singh Janda a.k.a. Lucky Janda [Order and Settlement Agreement]
2017-11-24 Justin Trent Smith [Settlement Agreement]
2017-11-16 Kenneth Brooks [Order and Settlement Agreement]
2017-07-20 Wally Elmer Boguski [Order and Settlement Agreement]
2017-04-13 Virginia Tan [Order and Settlement Agreement]
2017-03-27 Godwin Ifeanyi Ude [Order and Settlement Agreement]
2017-03-16 Brian Edward Sims [Order and Settlement Agreement]
2017-03-16 Robert Alexander Sim [Order and Settlement Agreement]
2017-02-17 Vicky Dancho, also known as Ju Huang [Order and Settlement Agreement]
2017-02-17 Winston King-Loong Kuit [Order and Settlement Agreement]
2016-11-03 Verdmont Capital, S.A. [Order and Settlement Agreement]
2016-10-21 Richard Dean Reoji Nawata [Order and Settlement Agreement]
2016-08-04 Harold Schneider [Order and Settlement Agreement]
2016-06-17 Asia Finance Corporation Ltd. [Order and Settlement Agreement]
2016-06-09 HSBC Investment Funds (Canada) Inc. and HSBC Private Wealth Services (Canada) Inc. [Order and Settlement Agreement]
2016-05-18 Teresa Kathleen de La Boursodière [Order and Settlement Agreement]
2016-05-11 Kamaljeet Kaur Sumal (also known as Kayla or Kay Sumal) [Order and Settlement Agreement]
2016-03-11 Gordon Eberwein [Order and Settlement Agreement]
2016-03-08 Sharon Downing [Revocation Order]
2016-03-03 Patrick Aaron Dunn [Order and Settlement Agreement]
2015-10-22 James Francis (J. Frank) Callaghan [Order and Settlement Agreement]
2015-08-04 Keith Henry Alexander [Order and Settlement Agreement]
2015-06-11 Peter R. Kellogg and IAT Reinsurance Company Ltd. [Settlement Agreement]
2015-05-14 Robert Scott Morrice [Variation Order]
2015-05-07 Robert Laudy Williams [Order and Settlement Agreement]
2015-04-29 Donald Gordon Byrne [Order and Settlement Agreement]