Publication for comment of proposed amendments to MFDA Rule 2.4.1 - Payment of Commissions to Unregistered Corporations


View PDF of Proposed Amendments to MFDA Rule 2.4.1  PDF

Date published: June 19, 2009
Comment period expires: September 17, 2009

The Commission is publishing for a 90 day comment period proposed amendments to MFDA Rule 2.4.1 (Payment of Commissions to Unregistered Corporations).  On December 19, 2008, the Commission (with the securities commissions in Saskatchewan, Ontario and Nova Scotia) gave notice that it had extended its suspension of Rule 2.4.1 in British Columbia until March 31, 2010, with a requirement for the MFDA to submit proposed amendments to the rule by May 31, 2009.  This proposal is the MFDA's response. The comment period ends on September 17, 2009.