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Weekly Reports

Updates for the week ending November 15, 2019


Instruments & Policies

  • 51-359 - CSA Multilateral Staff Notice 51-359 Corporate Governance Related Disclosure Expectations for Reporting Issuers in the Cannabis Industry

    The Canadian Securities Administrators are providing guidance to help cannabis issuers strengthen their governance disclosures, including disclosure of financial interests in significant corporate transactions. While directed towards cannabis issuers, the guidance is equally relevant to other reporting issuers, including those operating in emerging growth industries.

News

  • News release 2019/70 -┬áCanadian securities regulators outline corporate governance disclosure expectations for cannabis issuers
  • News release 2019/71 -┬áCanadian securities regulators sign fintech co-operation agreement with the Monetary Authority of Singapore

Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies

  • No new documents

Events

  • No new events

Decisions, Settlements, Hearings & Temporary Orders

  • No new documents

Cease Trade Orders & Revocations

Exemptions Orders

  • No new documents

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