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Weekly Reports

Updates for the week ending March 22, 2019


Instruments & Policies

  • No new documents

News

  • News release 2019/18 - Canadian securities regulators mark Fraud Prevention Month with wide range of activities

Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies

  • MFDA - Request for comment: proposed definition of “records” in section 1 of MFDA Bylaw No. 1 and proposed amendments to section 22 (Examinations and Investigatory Powers) of MFDA Bylaw No. 1

    The BCSC is publishing for a 90-day comment period a proposed definition of “records” in section 1 of MFDA Bylaw No. 1 and proposed amendments to section 22 (Examinations and Investigatory Powers) of MFDA Bylaw No. 1. Section V of the MFDA’s notice sets out the process for submitting comments.

Events

  • No new events

Decisions, Settlements, Hearings & Temporary Orders

Cease Trade Orders & Revocations

Exemptions Orders


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