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Weekly Reports

Updates for the week ending September 13, 2019


Instruments & Policies

  • 81-102 - CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1

    The Canadian Securities Administrators are publishing for a 90-day comment period proposed amendments as part of the first stage of Phase 2 of the CSA’s effort to reduce regulatory burden for investment fund issuers. The proposed amendments would remove redundant information in selected disclosure documents, use web-based technology to provide certain information about investment funds, codify exemptive relief that is routinely granted, and minimize the filing of documents that may contain duplicative information. The comment period expires December 11, 2019.

News

  • News release 2019/54 - Canadian securities regulators propose eight initiatives to reduce regulatory burden for investment funds
  • News release 2019/55 - BCSC reaches settlement with Richmond man for selling shares without prospectus

Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies

  • No new documents

Events

  • No new events

Decisions, Settlements, Hearings & Temporary Orders

Cease Trade Orders & Revocations

Exemptions Orders


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