Weekly Reports
Updates for the week ending December 6, 2019
- No new documents
- No new documents
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- CSE - Canadian Securities Exchange Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features Notice and Request for Comment
The Commission is publishing for comment for 30 days (until January 9, 2020) proposed amendments to the approved functionality, specifically, the addition of support for bypass orders and crosses in the closing price session, and a change to the behaviour of how iceberg orders are replenished in the CCP session.
- No new events
Decisions, Settlements, Hearings & Temporary Orders
- No new documents
Cease Trade Orders & Revocations
- Orion Nutraceuticals Inc. - Cease Trade Order
- Halio Energy Inc. and Primo Nutraceuticals Inc. (each referred to separately as the Issuer) - Cease Trade Order
- 1040440 BC Ltd., Minichiello Apparel Inc. and Zecotek Photonics Inc. - Cease Trade Order
- DionyMed Brands Inc. and Wolfpack Brands Corporation (each referred to separately as the Issuer) - Cease Trade Order
- Desource Mining Corp. - Cease Trade Order
- Orion Nutraceuticals Inc. - Revocation Order
- Joel Dumaresq (the Insider) and Orion Nutraceuticals Inc. - Revocation Order
- Arcus Development Group Inc. - Exemption Order
- PetroQuest Energy, Inc. - Order