Events

14 Oct

Registrant Outreach Workshop – October 2021

Webinar Event
1:30 pm – 3:00 pm

Registrant Outreach Workshop – October 2021

Contact:

To register, please click on the green “Register” button above. If you like to submit any questions in advance of the event or have issues with registering for the event, please contact us at RegistrantOutreach@bcsc.bc.ca.

Where:

Webinar Event
Vancouver, British Columbia

Description:

The British Columbia Securities Commission will host a Registrant Outreach session to be held virtually on October 14, 2021.

The session will focus on compliance issues identified from examinations, some recent amendments to National Instrument 31-103 on vulnerable investors, and some enforcement updates.

We like to hear from you in advance of the event for any questions relating to the topic or compliance in general, and we will try to address them during our presentation.