Skip Navigation
About

Weekly Reports

Updates for the week ending March 7, 2003

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

  • CSA Notice 33-402 - Joint Forum Requests Comments on Principles and Practices for the Sale of Products and Services in the Financial Sector

    The Joint Forum of Financial Market Regulators is seeking comment on its Principles and Practices for the Sale of Products and Services in the Financial Sector. The purpose of the principles and practices is to set standards of professionalism and fair conduct that Canadian consumers should be able to expect in their dealings with financial intermediaries. The deadline for submitting comments to the Joint Forum is May 29, 2003.

The Canadian Council of Insurance Regulators, the Canadian Association of Pension Supervisory Authorities and the Canadian Securities Administrators founded the Joint Forum in 1999. The Joint Forum also includes representation from the Canadian Insurance Services Regulatory Organizations and the Bureau des services financiers in Quebec. The mandate of the Joint Forum is to pro-actively facilitate and coordinate the development of harmonized, cross-sectoral and cross-jurisdictional solutions to financial services regulatory issues.

News & Events

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders & Revocations

Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational).

Exemptions and MRRS Orders

Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders