Weekly Reports
Updates for the Week Ending May 27, 2005
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2005/27 - Adoption of National Instrument 81-106 Investment Fund Continuous Disclosure and Related Instruments
- National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)
- BC Policy 31-601 Registration Requirements
- Form 33-906F Statement of Financial Condition (Audited)
- BC Policy 41-601 Prospectus Filing Requirements
- Form 41-601F Information Required in a Prospectus
- BC Instrument 45-512 Real Estate Securities
- National Instrument 51-102 Continuous Disclosure Obligations
- BC Instrument 51-508 Exemption for interim periods in non-standard financial years
- BC Instrument 51-801 Implementing National Instrument 51-102 Continuous Disclosure Obligations
- National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency
- National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
- National Instrument 81-101 Mutual Fund Prospectus Disclosure
- Form 81-101F1 Contents of Simplified Prospectus
- Form 81-101F2 Contents of Annual Information Form
- Companion Policy 81-101CP Mutual Fund Prospectus Disclosure
- National Instrument 81-102 Mutual Funds
- Companion Policy 81-102CP Mutual Funds
- Multilateral Instrument 81-104 Commodity Pools
- Companion Policy 81-104CP Commodity Pools
- National Instrument 81-106 Investment Fund Continuous Disclosure
- Form 81-106F1 Management Report of Fund Performance
- Companion Policy 81-106CP Investment Fund Continuous Disclosure
- BC Instrument 81-801 Implementing National Instrument 81-106 Investment Fund Continuous Disclosure
This notice announces the adoption of NI 81-106, Form 81-106F1 and Companion Policy 81-106CP, together with amendments to the Securities Rules, NI 13-101, NI 51-102, NI 52-107, NI 81-101, Form 81-101F1, Form 81-101F2 and 81-101CP, NI 81-102 and 81-102CP, NI 81-104 and 81-104CP, effective June 1, 2005. The notice also sets out the adoption of BCI 81-801 which implements NI 81-106, and amendments to, or the revocation of, various other local instruments as a result of the implementation of NI 81-106.
- BC Notice 2005/28 - BCN 2005/28 Request for Comment Proposed Multilateral Instrument 11-101 Principal Regulator System
This notice announces the publication for comment of proposed Multilateral Instrument 11-101 Principal Regulator System, its related form and companion policy and proposed consequential amendments to some national policies and instruments. The purpose of the proposed instrument and amendments is to implement, in certain areas of securities regulation, a system that gives market participants access to the capital markets in multiple jurisdictions by dealing with its principal regulator. All comments received by July 27, 2005 will be considered.
- BC Notice 2005/29 - Request for Comment on Multilateral Instrument 52-109 Certification of Disclosure in Issuers Annual and Interim Filings and revocation and replacement of BC Instrument 51-801 Implementing National Instrument 51-102 Continuous Disclosure Obligations
- Multilateral Instrument 52-109 Certification of Disclosure in Issuers Annual and Interim Filings
- Companion Policy 52-109CP to Multilateral Instrument 52-109 Certification of Disclosure in Issuers Annual and Interim Filings
- Form 52-109F1 Certification of Annual Filings
- Form 52-109F2 Certification of Interim Filings
- Form 52-109FT1 Certification of Annual Filings during Transition Period
- Form 52-109FT2 Certification of Interim Filings during Transition Period
- BC Instrument 51-801 Implementing National Instrument 51-102 Continuous Disclosure Obligations
This notice announces the publication for comment of Multilateral Instrument 52-109 Certification of Disclosure in Issuers Annual and Interim Filings and new BC Instrument 51-801 Implementing National Instrument 51-102 Continuous Disclosure Obligations. All comments received by July 27, 2005 will be considered.
- BC Notice 2005/30 - Request for Comment National Instrument 81-107 Independent Review Committee for Investment Funds and related amendments
This BC Notice, together with the attached CSA Notice, announces the publication for a second comment period of proposed NI 81-107 Independent Review Committee for Investment Funds. The BC Notice also sets out a number of additional questions about alternative approaches to an independent review committee and other issues that the Commission would like commenters to consider.
News & Events
- News Release 2005/30 - Chinese immigrants gain access to online investor education
Decisions, Settlements, Hearings, and Temporary Orders
- 526053 B.C. Ltd., et al. - Hearing Notice
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational)
- Big Bar Gold Corporation, Cade Struktur Corporation, Calterra Freehold Ventures Inc., Multi-Glass International Corp. - Revocation Order under Section 164
- Richard Warke, Donald B. Clark, Robert P. Wares, Christopher Jennings, Robert Hindson, Purni Parikh, Dan MacInnis, Karl Kottmeier, Mike Clarke, Franco Cherchi, John C. Morris, Sig Giuseppe Pozzo, Enrico Sulis, Luigi Maccioni, Sandro Biagi, Jeannette Smith and Sargold Resource Corporation - Revocation Order under Section 164
- Paul A. Dumas, Danny Lavallee, Rick Grass, Paul H. Eagland and Peterborough Capital Corp. - Revocation Order under Section 164
- Superior Canadian Resources Inc. - Revocation Order under Section 164
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- Fairway Investment Grade Income Fund - MRRS
- Alhambra Resources Ltd. - MRRS
- Medical Facilities Corporation - MRRS
- Sequoia Oil & Gas Trust - MRRS
- Fairway Investment Grade Income Fund - Exemption Order under Section 91(1)(b)
- Real Estate Asset Liquidity Trust - MRRS