Weekly Reports
Updates for the week ending December 21, 2012
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 13-315 - Securities Regulatory Authority Closed Dates 2013
This CSA staff notice advises issuers of the dates the securities regulatory authorities in jurisdictions across Canada are closed.
No new documents - CSA Staff Notice 23-314 - Frequently Asked Questions about National Instrument 23-103 Electronic Trading
In response to industry questions implementing National Instrument NI 23-103 Electronic Trading, the CSA is publishing CSA Staff Notice 23-314 Frequently Asked Questions about National Instrument 23-103 Electronic Trading.
News and Events
- News release 2012/105 - BCSC panel issues lifetime ban against B.C. man for fraud and fines him $700,000
- News release 2012/106 - Investor Alert: BCSC issues warning about Flag Resources (1985) Limited
- News release 2012/107 - BCSC panel rules that commission has jurisdiction to hear allegations against Swiss national
- News release 2012/108 - Corporate communications officer admits to making misrepresentations
- News release 2012/109 - Three new commissioners appointed to the British Columbia Securities Commission
- News release 2012/110 - B.C. Securities Commission alleges illegal distributions and breach of an order
Decisions, Settlements, Hearings, and Temporary Orders
(Enforcement)- Myron Sullivan II, Global Response Group (GRG) Corp., and IMC – International Marketing of Canada Corp. - Decision
- Colin Robert Hugh McCabe and Erwin Thomas Speckert - Ruling
- Aaron Ross - Order and Settlement Agreement
- Aaron Ross - Notice of Discontinuance
- Oriens Travel & Hotel Management Corp., Alexander Anderson and Ken Chua - Notice of Hearing
Cease Trade Orders and Revocations
(Failure to File)- Ciel Shoes Ltd. - Revocation Order
- American Exploration Corporation - Revocation Order
- Ecosse Energy Corp. - Revocation Order
- Invictus Financial Inc. - Partial Revocation Order
Exemption Orders
- Electric Metals Inc. - Decision
- Borden Ladner Gervais LLP and the LD Management Limited Partnership - Exemption Order
- Luiri Gold Limited - Decision