Disciplined List
Zhong, Hong Liang
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Date of Order or Settlement:
2015-12-08
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts
- Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision as defined in the Securities Act
- Permanent director/officer ban
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Fraud
- Unregistered trading
- Prohibited representations
Ruling Body:
BCSCPayment Agreed/Ordered:
$401,883.44 plus an administrative penalty of $250,000