Disciplined List

Penko, Renee Michelle

  • Date of Order or Settlement:

  • Banned Until:



  • 4-year ban from purchasing and trading in securities (with conditions)
  • 4-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision as defined in the Securities Act (with conditions)
  • 4-year ban from becoming or acting as a registrant or promoter
  • 4-year ban from acting in a management or consultative capacity in connection with activities in the securities market (with conditions)
  • 4-year investor relations ban
  • 4-year condition of strict supervision of registrable activities
  • Director/officer ban

Supporting Documents:


    Illegal distribution

Ruling Body:


Payment Agreed/Ordered:

$155,000 in disgorgement and an administrative penalty of $40,000