Hearing Details

Lucillia Sok Cheng Tan; Mutual Fund Dealers Association of Canada; Executive Director

  • Date Opened:

    2021-11-02
  • Hearing Type:

    Review

Hearing Status:

Hearing discontinued

Please Note:

On November 2, 2021, Lucillia Sok Cheng Tan applied for a review of a Mutual Fund Dealers Association decision dated October 4, 2021. On July 4, 2022, the applicant withdrew her application.

Notices & Decisions

Date Issued Document Type Description
2022-07-13
2022 BCSECCOM 285
2022-04-28
2022 BCSECCOM 136