Canadian Investment Regulatory Organization (CIRO) - Notice of BCSC non-objection to proposed amendments Respecting the Reasonable Expectation to Settle a Short Sale to Universal Market Integrity Rules (UMIR)

CIRO - Notice of BCSC non-objection to Canadian Investment Regulatory Organization (CIRO)’s proposed amendments Respecting the Reasonable Expectation to Settle a Short Sale to Universal Market Integrity Rules (UMIR)
CIRO - Amendments Respecting the Reasonable Expectation to Settle a Short Sale - Rules Bulletin
CIRO - Text of UMIR to Reflect the Proposed Amendments - Blackline
CIRO - Proposed Amendments to UMIR - Clean
CIRO - Guidance on UMIR Requirements Related to Short Selling and Failed Trades

This Notice announces the BCSC’s non-objection to amendments to Universal Market Integrity Rules (UMIR) respecting the reasonable expectation to settle a short sale. The amendments support and clarify the short selling framework under UMIR and consolidate other provisions related to short selling into one common section in UMIR.

Published: December 5, 2024