Canadian Investment Regulatory Organization (CIRO) - Notice of BCSC non-objection to proposed housekeeping amendments to the Canadian Investment Regulatory Organization (CIRO) Mutual Fund Dealer Form 1, Investment Dealer Form 1, Mutual Fund Dealer Rules, and Investment Dealer and Partially Consolidated Rules

CIRO - Housekeeping amendments related to the auditor’s report and agreed-upon procedures report
CIRO - Housekeeping amendments related to the auditor’s report and agreed-upon procedure report - Clean copy of the Housekeeping Amendments - Appendix A
CIRO - Housekeeping amendments related to the auditor’s report and agreed-upon procedure report - Blackline comparison of the Housekeeping Amendments to current rules - Appendix B
CIRO - Housekeeping amendments related to the auditor’s report and agreed-upon procedure report - Clean copy of MFD Form 1 and IDPC Form 1 auditor’s reports and agreed upon procedure reports - Appendix C
CIRO - Housekeeping amendments related to the auditor’s report and agreed-upon procedure report - Blackline comparison of Housekeeping Amendments to MFD Form 1 and IDPC Form 1 auditor’s reports and agreed upon procedure reports - Appendix D
CIRO - Board Resolution - Proposed housekeeping amendments to rules related to the auditor’s report and agreed-upon procedures report

This Notice announces the BCSC’s deemed non-objection to housekeeping amendments to Mutual Fund Dealer Form 1, Investment Dealer Form 1, and consequential amendments to the Mutual Fund Dealer (MFD) Rules and Investment Dealer and Partially Consolidated (IDPC) Rules. The amendments are to ensure the auditor’s reports and agreed-upon procedures reports in MFD Form 1 and IDPC Form 1 conform with auditing standards, and to update the relevant CIRO Rules with the current name of the agreed-upon procedures report.

Published: February 22, 2024