Canadian Investment Regulatory Organization (CIRO) - Rule amendments - Request for comments - Proposed Proficiency Model- Approved Persons under the Investment Dealer and Partially Consolidated Rules

CIRO - Rule amendments - Request for comments - Proposed Proficiency Model - Approved Persons under the Investment Dealer and Partially Consolidated Rules
CIRO - Proposed Amendments to IDPC Rules (Clean)
CIRO - Proposed Amendments to IDPC Rules (Blackline)

The Canadian Investment Regulatory Organization is publishing, for a 75-day comment period, proposed amendments to its proficiency rules applicable to Approved Persons at investment dealers. The purpose of the proposed rule amendments to IDPC Rules is to reflect the proposed proficiency model. The proposed proficiency model was published in a Consultation Paper last year with the intention to raise the proficiency bar, lower the cost of licensing and entry barriers for end-users, improve alignment to firm training, and improve program currency and relevancy and be more responsive to industry change.

CIRO’s notice sets out the process for submitting comments.

Comment Period Expires: September 17, 2024

Published: July 4, 2024