Canadian Investment Regulatory Organization (CIRO) - Notice of BCSC non-objection to proposed amendments to the Canadian Investment Regulatory Organization (CIRO) Proficiency Model for Approved Persons under the Investment Dealer and Partially Consolidated Rules (IDPC)

CIRO - CIRO Proficiency Model for Approved Persons under the Investment Dealer and Partially Consolidated Rules - Rules Bulletin
CIRO - Guidance on the new CIRO Proficiency Model for Approved Persons of Investment Dealers – Exemptions, Recognition, Transition and Validity Provisions - Guidance Note
CIRO - Guidance on Dealer Member training for Registered Representatives and Investment Representatives - Guidance Note

This Notice announces the BCSC’s non-objection to amendments to IDPC Rules regarding CIRO Proficiency Model for Approved Persons. The amendments establish an assessment centric proficiency model with some mandatory education and training requirements. The amendments and relevant guidance will be effective January 1, 2026.

Published: April 17, 2025