Canadian Investment Regulatory Organization (CIRO) - Rules Bulletin - Withdrawal of Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements

CIRO - Rules Bulletin - Withdrawal of Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements
CIRO - Notice of Withdrawal of Proposed Amendments in Investment Industry Regulatory Organization (IIROC) Notice 22-0009 Proposed Reporting, Internal Investigation and Client Complaint Requirements.

This Notice announces CIRO’s withdrawal of proposed amendments to Investment Dealer and Partially Consolidated Rule 3700 and Universal Market Integrity Rules 10.16 relating to reporting, internal investigation and client complaint requirements that were published for comments on January 13, 2022.

Published: March 27, 2025.