Investment Industry Regulatory Organization of Canada

The BC Securities Commission, along with Canada’s other securities regulators, has recognized the Canadian Investment Regulatory Organization (CIRO). CIRO consolidates the functions of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). CIRO oversees the investment dealers,  mutual fund dealers, and the trading activity on marketplaces that have retained it to act as their regulation services provider.

This page comprises historically published documents related to IIROC which previously oversaw investment dealers and trading activity on debt and equity marketplaces in Canada. 

IIROC

Market Regulation Services

Investment Dealers Association