Notice of BCSC deemed non-objection to proposed amendments to MFDA Rule 2.2 (Client Accounts) and 5.1 (Requirement for Records)

Notice of BCSC Non-objection
MFDA's Notice - Housekeeping Amendments to MFDA Rules

This Notice announces the BCSC’s deemed non-objection to proposed amendments to ensure that requirements under MFDA regulatory instruments are consistent with recent amendments made by the Canadian Securities Administrators to National Instrument NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.

Published: 2021-11-18