Notice of BCSC Non-Objection to Proposed Housekeeping Amendments to MFDA Policy No. 4 – Internal Control Statements and Form 1 – Financial Questionnaire and Report

View PDF of Housekeeping Amendments to MFDA Policy No. 4

On August 15, 2008, the BCSC did not object to the MFDA's proposed housekeeping amendments to its Policy No. 4 - Internal Control Statements and Form 1 - Financial Questionnaire and Report. The Alberta Securities Commission, the Saskatchewan Financial Services Commission, the Manitoba Securities Commission, the Ontario Securities Commission, the New Brunswick Securities Commission and the Nova Scotia Securities Commission have approved the amendments.

The amendment to Policy No. 4 corrects the name of the MFDA Investor Protection Corporation. The amendments to Form 1 clarify existing requirements and correct cross references in the Financial Questionnaire and Report.

A copy of the amendments is attached.

September 26, 2008