Proposed Amendments to MFDA Rule 3.3.2 (Segregation of Client Property - Cash)

View PDF of Proposed amendments to MFDA Rule 3.3.2 (Segregation of Client Property - Cash)

Date published: June 25, 2010
Comment period expires: September 24, 2010

The Commission is publishing for comment for 91 days the proposed amendments to MFDA Rule 3.3.2 (Segregation of Client Property - Cash) and Policy No. 4 - Internal Control Policy Statements. The comment period expires on September 24, 2010.

Details on the process for submitting comments are included in Section V of the MFDA's notice.