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Request for Comment: Proposed amendments to MFDA Rule 1.2.1 (D) (Salespersons - Dual Occupations)

View PDF of Request for Comment: Proposed amendments to MFDA Rule 1.2.1 (D) (Salespersons - Dual Occupations)

Proposed amendments to MFDA Rule 1.2.1 (D) (Salespersons - Dual Occupations)

Date published: June 27, 2008
Comment period expires: July 28, 2008

The Commission is publishing for comment proposed amendments to MFDA 1.2.1(d) (Salespersons - Dual Occupations). Comment period expires: July 28, 2008