Request for Comment: Proposed amendments to MFDA Rule 2.2.1 (Know-Your Client) and MFDA Policy No. 2 (Minimum Standards for Account Supervision)
View PDF of Proposed amendments to MFDA Rule 2.2.1 and MFDA Policy No. 2Date published: July 8, 2011
Comment period expires: October 6, 2011
The BCSC is publishing for a 90 day comment proposed amendments to MFDA Rule 2.2.1 (Know-Your-Client) and MFDA Policy No. 2 (Minimum Standards for Account Supervision). Section V of the MFDA's notice sets out the process for submitting comments.