Request for Comment: Proposed Amendments to MFDA Rules 2.2.5 (Relationship Disclosure), 2.4.4 (Transaction Fees or Charges) and 5.4.2 (Trade Confirmations - Automatic Payment Plans)
View PDF of Request for CommentThe BCSC is publishing for a 60-day comment period proposed amendments to MFDA Rules 2.2.5 (Relationship Disclosure), 2.4.4 (Transaction Fees or Charges) and 5.4.2 (Trade Confirmations - Automatic Payment Plans). Section V of the MFDA's notice sets out the process for submitting comments.
Comment period expires: December 9, 2013