Request for Comments on proposed amendments to MFDA Rule 2.8 (Client Communication) and Rule 5.3 (Client Reporting)

View PDF of Request for Comment: Proposed amendments to MFDA Rule 2.8 (Client Communication) and Rule 5.3 (Client Reporting)

Proposed amendments to MFDA Rule 2.8 (Client Communication) and Rule 5.3 (Client Reporting)

Date published: June 13, 2008
Comment period expires: September 11, 2008

The Commission is publishing for a 90 day comment period proposed amendments to MFDA Rule 2.8 - Client Communications and Rule 5.3 - Client Reporting to implement core principles of the Client Relationship Model.