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Baker, James Woodrow

Date of Order or Settlement:
2010-05-14
Banned Until:
2014-10-20
Sanction:

    5-year director/officer ban

Supporting Documents:
Violation:

    Illegal distribution (ASC)

    Prohibited Representations (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission
Payment Agreed/Ordered:

$15,000 (ASC)

$9,000 in costs (ASC)