20 Jan

Mortgage Investment Entity Outreach Event – January 2022

Webex Event
1:30 p.m. to 3:00 p.m.

Mortgage Investment Entity Outreach Event – January 2022


This event is now concluded. If you have any questions relating to the event please contact us at


Webex Event
Vancouver, British Columbia


This session is intended as a primer for unregistered mortgage investment entities (MIEs) and as guidance for registered MIEs. The BC Securities Commission is co-hosting this event with the BC Financial Services Authority on January 20, 2022. We propose covering the following topics:

  • What is a MIE?
  • Why is securities legislation important for MIEs?
  • What mortgage broker activities may trip the requirement for securities registration?
  • What are the exemptions from the requirement to register under the Securities Act?
  • What are the registration categories under securities legislation?
  • Does being registered change any of the obligations as a mortgage broker?
  • Are there any exemptions from mortgage broker obligations for registrants under the Securities Act?

Event slides