Weekly Reports

Instruments & Policies

• 45-106 - CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages, including local amendments to BC Rule 45-501 Mortgages
  
  The amendments include changes to certain prospectus and registration exemptions available for the distribution of syndicated mortgages, including more disclosure when distributing syndicated mortgages under the offering memorandum prospectus exemption and requiring a report of exempt distribution when using local prospectus exemptions in BC Rule 45-501. The amendments will come into effect on March 1, 2021.
• 11-342 - CSA Staff Notice 11-342 Notice of Local Amendments and Changes in Certain Jurisdictions
  
  This Notice identifies local amendments to select national or multilateral rules and policies made by some CSA jurisdictions.

News

• News release 2020/69 - Canadian securities administrators publish IIROC oversight review report
• News release 2020/70 - Canadian securities administrators publish final amendments to syndicated mortgage regime

Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies

• IIROC Oversight Review Report, 2019

Events

• No new documents

Decisions, Settlements, Hearings & Temporary Orders

• BridgeMark Financial Corp., Jackson & Company Professional Corp., Anthony Kevin Jackson, Lukor Capital Corp., Justin Edgar Liu, Rockshore Advisors Ltd. (formerly known as Cam Paddock Enterprises Inc.), Cameron Robert Paddock, Simran Singh Gill, JCN Capital Corp., John Rosarino Bevilacqua, Essos Corporate Services Inc., Sway Capital Corp., Von Rowell Torres, David Matthew Schmidt, Detona Capital Corp., Danilen Villanueva, Natasha Jon Emami, Altitude Marketing Corp., Ryan Peter Venier, Platinum Capital Corp., 658111 B.C. Ltd., Jason Christopher Shull, Tryton Financial Corp., Abeir Haddad, Tavistock Capital Corp., Robert John Lawrence, Jarman Capital Inc., Scott Jason Jarman, Northwest Marketing and Management Inc., Aly Babu Husein Mawji, Rufiza Babu Husein Mawji-Esmail, Denise Marie Trainor, Randy White, Escher Invest SA, Hunton Advisory Ltd., Kendl Capital Limited, 1153307 B.C. Ltd., Russell Grant Van Skiver, Bertho Holdings Ltd., Robert William Boswell, Haight-Ashbury Media Consultants Ltd., Ashkan Shahrokhi, Saiya Capital Corporation, Tara Kerry Haddad, Keir Paul MacPherson, Tollstam & Company Chartered Accountants, Albert Kenneth Tollstam, 727 Capital, David Raymond Duggan, Viral Stocks Inc., 10X Capital, Cryptobloc Technologies Corp., New Point Exploration Corp., Green 2 Blue Energy Corp., BLOK Technologies Inc., Kootenay Zinc Corp., Affinor Growers Inc., Liht Cannabis Corp. (formerly known as Marapharm Ventures Inc.), PreveCeutical Medical Inc., and Abattis Bioceuticals Corp. - Rulings and Reasons

Cease Trade Orders & Revocations

• For weeks after July 21, 2023, please visit SEDAR+ for information about all cease trade orders (CTO). SEDAR+ includes all CTOs for failure to file as well as CTOs found in enforcement decisions, settlements, and temporary orders from companies and individuals from BC and other Canadian jurisdictions.
  
  If you need further assistance, please reach out to us.
  
  BCSC Contact Centre
  
  Phone: 604-899-6854 or 1-800-373-6393 (toll free across Canada)
  Email: inquiries@bcsc.bc.ca 

Exemptions Orders

• Ayima Group AB and Trustees of the Ayima Employee Benefit Trust 2011 - Exemption Order