Alert Icon

BCSC Logo

BCSC Icon

 Skip Navigation
Search Icon
  • About
    • About BCSC
      • Who We Are
      • What We Do
      • Report a Concern
      • Mission, Values & Benefits
      • Funding & Accountability
      • Governance
      • Privacy
    • Media Room
      • Media Kit
      • Enforcement FAQs
      • Industry FAQs
      • News Releases
    • Reports & Publications
      • Subscriptions
      • Weekly Reports
    • Careers
    • Events
    • Contact Us
  • Securities Law
    • Act, Regulations & Rules
    • Instruments & Policies
    • Instruments & Policies (prior to 2000)
    • National Policy Statements
    • Forms
    • BC Notices
    • Requests for Comment
    • Applying for an Exemption
    • Exemption Orders (2002 to present)
    • Exemption Orders (prior to 2002)
  • Industry
    • Issuer Regulation
      • Guidance by Sector
      • Reporting Issuers
      • Continuous Disclosure Obligations
      • Raising Capital
      • Filing & Fees
    • Registrant Regulation
      • Compliance Toolkit
      • Understanding Your BCSC Compliance Examination
    • Derivatives
    • Financial Technology & Innovation
    • Marketplaces, SROs & Market Infrastructure
      • Self Regulatory Organizations (SROs)
      • Exchanges
      • Market Infrastructure
      • Investor Protection Funds
  • Investor
  • Enforcement
    • Administrative Enforcement
      • Notices of Hearing and Temporary Orders
      • Settlements
      • Decisions
      • Automatic Reciprocal Orders
    • Administrative Sanctions
      • Returning Funds to Investors
      • Sanction Payment Status List
      • Disciplined List
    • Early Intervention
      • Investment Caution List
      • Halt Trade Orders
      • Investor Alert
      • Cease Trade Orders
    • Criminal Enforcement
      • Past Cases
    • Guardians
      • Meet our investigators
      • Online investment schemes
      • Uncovering a pump-and-dump
      • Imprisoning a serial fraudster
      • A trail of deceit
  • Hearings
    • Hearings
      • About Hearings
      • Notices of Hearing
      • Hearing Schedule
      • Hearing Standards
    • Decisions
    • Hearing Resources
      • COVID-19 Procedures and Guidelines
      • Dissemination of COVID-19 Information
      • Hearing Procedures
      • Representing Yourself
      • Guidelines for Preparing Documents
  • Resources
    • BCSC Resources
      • FAQs Database
    • Securities Law Basics
      • Do Securities Laws Apply to Me?
      • Overview of BC Securities Laws
    • Industry Resources
      • Securities Industry Links
      • Securities Training & Education
  • About
    • About BCSC
      • Who We Are
      • What We Do
      • Report a Concern
      • Mission, Values & Benefits
      • Funding & Accountability
      • Governance
      • Privacy
    • Media Room
      • Media Kit
      • Enforcement FAQs
      • Industry FAQs
      • News Releases
    • Reports & Publications
      • Subscriptions
      • Weekly Reports
    • Careers
    • Events
    • Contact Us

    News Releases

    • June 30, 2022 - News Releases
      Canadian securities regulators extend comment period on mineral disclosure consultation
    • June 29, 2022 - News Releases
      CSA 2021-2022 Enforcement Report highlights Canadian securities regulators’ actions to pursue wrongdoing and hold securities law violators accountable
    • June 27, 2022 - News Releases
      Canadian securities regulators release 2022-2025 Business Plan focused on investor protection in an innovative financial marketplace
  • Securities Law
    • Act, Regulations & Rules
    • Instruments & Policies
    • Instruments & Policies (prior to 2000)
    • National Policy Statements
    • Forms
    • BC Notices
    • Requests for Comment
    • Applying for an Exemption
    • Exemption Orders (2002 to present)
    • Exemption Orders (prior to 2002)

    Popular Topics

    • Capital Raising
    • Compliance Deficiency
    • Compliance Examination

    Resources

    • Act Regulations Rules
    • Instruments and Policies
  • Industry
    • Issuer Regulation
      • Guidance by Sector
      • Reporting Issuers
      • Continuous Disclosure Obligations
      • Raising Capital
      • Filing & Fees
    • Registrant Regulation
      • Compliance Toolkit
      • Understanding Your BCSC Compliance Examination
    • Derivatives
    • Financial Technology & Innovation
    • Marketplaces, SROs & Market Infrastructure
      • Self Regulatory Organizations (SROs)
      • Exchanges
      • Market Infrastructure
      • Investor Protection Funds

    Popular Topics

    • Filing & Fees
    • Instruments and Policies
    • Exemption Orders
    • eServices
    • Hearings
  • Investor
  • Enforcement
    • Administrative Enforcement
      • Notices of Hearing and Temporary Orders
      • Settlements
      • Decisions
      • Automatic Reciprocal Orders
    • Administrative Sanctions
      • Returning Funds to Investors
      • Sanction Payment Status List
      • Disciplined List
    • Early Intervention
      • Investment Caution List
      • Halt Trade Orders
      • Investor Alert
      • Cease Trade Orders
    • Criminal Enforcement
      • Past Cases
    • Guardians
      • Meet our investigators
      • Online investment schemes
      • Uncovering a pump-and-dump
      • Imprisoning a serial fraudster
      • A trail of deceit

    Most Recent Decisions & Orders

    • June 30, 2022 - Cease Trade Orders
      Darcy Daubaras, Frank Holmes, and HIVE Blockchain Technologies Ltd. [Cease Trade Order]
    • June 30, 2022 - Cease Trade Orders
      Jeffrey Mitchell, John Regan, and LexaGene Holdings Inc. [Cease Trade Order]
  • Hearings
    • Hearings
      • About Hearings
      • Notices of Hearing
      • Hearing Schedule
      • Hearing Standards
    • Decisions
    • Hearing Resources
      • COVID-19 Procedures and Guidelines
      • Dissemination of COVID-19 Information
      • Hearing Procedures
      • Representing Yourself
      • Guidelines for Preparing Documents

    Popular Topics

    • Conducting Background Research
    • Compliance Examination
    • Criminal Enforcement

    Upcoming Hearings

  • Resources
    • BCSC Resources
      • FAQs Database
    • Securities Law Basics
      • Do Securities Laws Apply to Me?
      • Overview of BC Securities Laws
    • Industry Resources
      • Securities Industry Links
      • Securities Training & Education

    Popular Topics

    • Instruments and Policies
    • Disclosure
    • Disciplinary Action
  • Home
  • Search
Clear All
  • << First
  • < Previous
  • Next >
  • Last >>
  • << First
  • < Previous
  • Next >
  • Last >>
  • About
  • Who We Are
  • What We Do
  • News & Events
  • Careers
  • Contact Us
  • Twitter Icon
  • YouTube Icon
  • LinkedIn Icon
Phone icon
Reception: 604-899-6500 Inquiries: 604-899-6854 or 1-800-373-6393 Fax: 604-899-6506
Map icon
701 West Georgia Street P.O. Box 10142, Pacific Centre Vancouver, BC V7Y 1L2
© 2022 British Columbia Securities Commission
  • Privacy
  • Sitemap
  • Legal