Weekly Reports
Updates for the week ending July 24, 2020
- No new documents
- News release 2020/66 - BCSC permanently bans former dealing representative for providing false information about work history
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
- No new documents
Decisions, Settlements, Hearings & Temporary Orders
- Forum National Investments Ltd., Daniel Clozza and Douglas Corrigan - Reasons for Ruling
- DFRF Enterprises LLC (DFRF Massachusetts), DFRF Enterprises, LLC (DFRF Florida), Daniel Fernandes Rojo Filho, Heriberto C. Perez Valdes, Monita Hung Mui Chan, Sabrina Ling Huei Wei, Justin Colin Villarin, Marie Joy Vincent, and James Bernard Law - Hearing Notice – Hearing Dates
- Lei Qiao - Order and Settlement Agreement
Cease Trade Orders & Revocations
- For weeks after July 21, 2023, please visit SEDAR+ for information about all cease trade orders (CTO). SEDAR+ includes all CTOs for failure to file as well as CTOs found in enforcement decisions, settlements, and temporary orders from companies and individuals from BC and other Canadian jurisdictions.
If you need further assistance, please reach out to us.
BCSC Contact Centre
Phone: 604-899-6854 or 1-800-373-6393 (toll free across Canada)
Email: inquiries@bcsc.bc.ca
- Alio Gold Inc. - Order
- Pharmasave Drugs (West) Ltd. - Decision