Weekly Reports
Updates for the week ending April 9, 2021
- BC Notice 2021/02 - Clarification of Requirements for Crypto Asset Trading Platforms
In this notice, the BCSC clarifies the expectations for crypto asset trading platforms operating in British Columbia in light of the recent guidance provided in CSA IIROC Joint Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements. Crypto asset trading platforms for whom the BCSC is the principal regulator in Canada are expected to immediately start engaging with the BCSC to obtain the appropriate regulatory authorization. The BCSC remains flexible and will consider a range of potential regulatory solutions, including IIROC membership or other alternative arrangements that do not include IIROC membership, where warranted.
- 95-302 - CSA Staff Notice 95-302 – Margin and Collateral Requirements for Non-Centrally Cleared Derivatives
This notice provides the public with an update about work being done by the Canadian Securities Administrators (CSA) on the implementation of margin and collateral requirements relating to over-the-counter derivatives that are not centrally cleared.
- No new documents
Marketplaces, Self Regulatory Organizations (SROs) & Clearing Agencies
- No new documents
- No new documents
Decisions, Settlements, Hearings & Temporary Orders
- DFRF Enterprises LLC (DFRF Massachusetts), DFRF Enterprises, LLC (DFRF Florida), Daniel Fernandes Rojo Filho, Heriberto C. Perez Valdes, Monita Hung Mui Chan, Sabrina Ling Huei Wei, Justin Colin Villarin, Marie Joy Vincent, and James Bernard Law - Hearing Notice – Hearing Adjournment
- Pegasus Pharmaceuticals Group Inc., Careseng Cancer Institute Inc. and Winter Huang, also known as Dong Huang- Hearing Notice – Hearing Dates
Cease Trade Orders & Revocations
- For weeks after July 21, 2023, please visit SEDAR+ for information about all cease trade orders (CTO). SEDAR+ includes all CTOs for failure to file as well as CTOs found in enforcement decisions, settlements, and temporary orders from companies and individuals from BC and other Canadian jurisdictions.
If you need further assistance, please reach out to us.
BCSC Contact Centre
Phone: 604-899-6854 or 1-800-373-6393 (toll free across Canada)
Email: inquiries@bcsc.bc.ca
- HSBC Global Asset Management (Canada) Limited - Decision
- Ponderous Panda Capital Corp. - Decision