Canadian Investment Regulatory Organization (CIRO) - Request for Comment: Proposed amendments for the derivatives rule modernization – stage 1

Canadian Investment Regulatory Organization (CIRO) - Revised Proposed Amendments to the IDPC Rules (Blackline)
Canadian Investment Regulatory Organization (CIRO) - Rules Bulletin - Request for Comment
Canadian Investment Regulatory Organization (CIRO) - Board Resolution

The Canadian Investment Regulatory Organization (CIRO) is publishing, for 30 day comment period, a third request for comments relating to proposed amendments to the Investment Dealer and Partially Consolidated Rules (IDPC) (the Proposed Amendments) to modernize and simplify its derivatives-related requirements and to align with proposed rules being developed by the Canadian Securities Administrators (CSA). The additional revisions to the proposed amendments incorporate the previous two publication into the most recent version of the IDPC and introduce changes to address concerns and suggestions received from commenters and the CSA.

Published: July 13, 2023