Notice of BCSC non-objection to proposed amendments to MFDA’s regulatory instruments to conform to Client Focused Reforms amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Notice of BCSC non-objection

Proposed amendments showing changes made to the versions published for comment:

• MFDA Staff Notice - Relationship Disclosure
• MFDA Policy No.2 - Minimum Standards for Account Supervision
• Housekeeping Amendments

MFDA’s summary of and responses to public comments

Published: 2021-09-02

Ref: Request for Comment: Proposed amendments to MFDA regulatory instruments to conform to client focused reforms (CFRs) amendments