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Proposed Amendments to MFDA Rule 3.1.1 and MFDA Form 1 - Financial Questionnaire and Report

View PDF of Proposed amendments to MFDA Rule 3.1.1 (Capital-Minimum Levels) and MFDA Form 1 - Financial Questionnaire and Report
View PDF of MFDA Form 1 - Financial Questionnaire and Report

Date published: August 13, 2010
Comment period expires: October 12, 2010

The Commission is publishing for comment for 60 days the proposed amendments to MFDA Rule 3.1.1. (Capital - Minimum Levels) and MFDA Form 1 - Financial Questionnaire and Report. The comment period expires on October 12, 2010. Details on the process for submitting comments are included in Section V of the MFDA's notice.