Hearing Details
Marco Giovanni Babini; Executive Director
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Date Opened:
2025-05-29 -
Hearing Type:
Enforcement - Reciprocal order
Hearing Status:
Submissions pending
Initial Allegations:
Acting contrary to public interest
Please Note:
The executive director has applied for an order under section 161(6) of the Securities Act. Submissions are due by July 28, 2025.
Notices & Decisions
Date Issued | Document Type | Description |
---|---|---|
2025-05-29
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Opportunity to be heard
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