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Issuer Regulation

Filing Fees FAQs

For the financial statements that are referred to in the cease trade order, the fees are:

  • Interim financial statements: $500
  • Annual financial statements: $1,100

For any other financial statements (i.e., ones not referred to in the cease trade order), the regular fees apply (including late filing fees, if applicable).

For statements filed on time (for late filings see below), the fees are:

  • Interim financial statements: no fee
  • Annual financial statements (reporting issuer): $600

If the issuer files late, they will appear in default on the Reporting Issuers List. The issuer will also be required to pay $800 in filing fees for annual financial statements and $200 in filing fees for interim financial statements, and the issuer will be subject to potential cease trade order without further notice.

No, the technical report fee requirement applies only to the filing of a technical report with a prospectus, AIF, or reactivation.

$500 per report. If more than one report is filed with the applicable document the fee is $500 for each report. Refer to Fee Schedule, item 13.

There are two components to this fee: a flat fee of $1,500 per fund at the time of filing a pro forma or preliminary prospectus, and an additional percentage fee of 0.025% (0.01% for money market funds) based on the proceeds raised in British Columbia by each fund under the prospectus to the extent it exceeds the flat fee previously paid on filing the pro forma or preliminary prospectus. This fee will usually be paid approximately one year later when the proceeds raised under the prospectus are known. Reference: Securities Regulation s. 22(10), 11-901F, Fee checklist.