Notice of BCSC Non-Objection to Proposed Amendments to MFDA Rules 2.8.3 (Rates of Return), 5.3 (Client Reporting) and 5.4 (Trade Confirmations)
Notice of BCSC Non-ObjectionMFDA Summary of and Responses to Public Comments
MFDA Policy NO. 7 Performance Reporting
Form 1 Financial Questionnaire and Report - Market Value of a Security (Revised Definition)
Rule 2.2.5 Relationship Disclosure
Rule 2.4.3 Operating Changes
Rule 2.4.4 Transaction Fees or Charges
Rules 2.8.3 Rates of Return, 5.3 Client Reporting and 5.4 Trade Confirmation
Published: 2014-12-18
Ref: Request for Comment: Proposed Amendments to MFDA Rules 2.8.3 (Rates of Return), 5.3 (Client Reporting) and 5.4 (Trade Confirmations)