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Rosiek, Dianne Sharon

Date of Order or Settlement:
2009-10-22
 
Sanction:

    Permanent trading ban

    Permanent director/officer ban

    Permanent ban from becoming or acting as a registrant, investment fund manager or promoter

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

    Permanent investor relations ban

Supporting Documents:
Violation:

    Fraud

    Unregistered trading

    Illegal distribution

    Misrepresentation

Ruling Body:
BCSC
Payment Agreed/Ordered:
$16 million in disgorgement (Varied (Stayed) – January 15, 2018) and a $6 million administrative penalty