Hearings

Hearings usually take place at the British Columbia Securities Commission, 12th Floor, 701 West Georgia Street, Vancouver, BC. Hearings usually start at 10 am each hearing day. Hearing dates and times are subject to change and are updated on the hearing schedule.


Hearing Schedule

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Search for hearings that were in progress or began after August 1, 2005

Upcoming Hearings

Hearing Dates Hearing Information
2019-05-27 - 2019-05-31; 2019-06-03 - 2019-06-04; 2019-06-06 - 2019-06-07; 2019-06-10 - 2019-06-14; 2019-06-17; Bezzaz Holdings Group Ltd. (dba BGI Canada and BGI Investment); Nexus Global Trading Ltd. (dba Nexus Distribution Group); Todd Norman John Bezzasso; Wei Kai Liao (aka Kevin Liao); Fiorino Corsi; Executive Director
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Hearing Type: Enforcement
Allegations: Fraud
Panel: Nigel P Cave - Chair, George C. Glover, Audrey T. Ho
Note: The hearing is scheduled to start on May 27, 2019. On May 9, 2019, Mr. Liao requested a 15 day adjournment of the hearing. On May 17, 2019, the panel dismissed Mr. Liao's application, with reasons to follow.
2019-05-29; 2019-09-03 - 2019-09-04; 2019-09-06; 2019-09-09 - 2019-09-23; 2019-09-27 - 2019-10-02; 2019-10-04; Aik Guan "Frankie" Lim; Scott Thomas Low; FS Financial Strategies Inc.; FS Financial Services Inc.; FS Financial Strategies Services Inc.; FS Financial Services (Alberta) Inc.; Darrell Wiebe; Chun Ying "Jim" Pan; Chung-Sheng "Johnson" Kao; CC Cornerstone Credit Ltd. (now known as Flexfi Inc.); Afshin Ardalan; WL Strategic Capital Partners Inc.; George Lay; Hunter Wei-Shun Wang (aka Hunter Wei Shun Wang); FS Stellar Insurance Services Inc.; Nyit Foon "Lydia" Chin; Aike Joo Lim; Verico FS Capital Inc.; Gagan Deep Bachra; FS Financial Systems Inc.; Chi Kay "Dixon" Wong; Meng Cher "Philip" Tsai; 3i Capital ClearPath Limited Partnership; Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest; Fraud; Illegal distribution; Trading without registration
Panel: Nigel P Cave - Chair, Audrey T. Ho, Gordon L. Holloway
Note: Temporary order issued on February 6, 2017. On June 1, 2018, the executive director discontinued the proceedings against the respondents Flexfi and Ardalan. On June 7, 2018, the panel revoked the temporary order as against Flexfi and Ardalan. On October 24, 2018, the executive director issued an Amended notice of hearing. On November 6, 2018, the executive director discontinued the proceedings against respondents WL Strategic, Wang, FS Stellar, Chin and Aike Lim. On January 9, 2019, the panel extended the varied temporary order against all the remaining respondents, except Chun Ying Pan, until October 4, 2019. The hearing is scheduled to start on September 3, 2019. The Commission will hold a hearing management meeting on May 29, 2019 at 9:00am.
2019-06-19 - 2019-06-20; Aly Babu Husein Mawji; Executive Director
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Hearing Type: Enforcement - Reciprocal order
Allegations:
Panel: George C. Glover - Chair, Suzanne K Wiltshire
Note: The executive director has applied for an order under section 161(6) of the Act. On April 25, 2019, the panel heard the parties' preliminary applications and reserved its decision. The hearing is scheduled to start June 19, 2019.
2019-07-10; 2019-10-15 - 2019-10-18; 2019-10-21 - 2019-10-25; 2019-10-28 - 2019-11-01; 2019-11-04 - 2019-11-05; 2019-11-08; 2019-11-12 - 2019-11-14; Pegasus Pharmaceuticals Group Inc.; Careseng Cancer Institute Inc.; Winter Huang (aka Dong Huang); Vicky Dancho (aka Ju Huang); Executive Director
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Hearing Type: Enforcement
Allegations: Fraud
Panel: Nigel P Cave - Chair, Judith Downes
Note: On August 29, 2016, the Panel issued a Temporary Order. On February 16, 2017, the executive director entered into a settlement agreement with Vicky Dancho and discontinued the proceedings against her. The hearing is scheduled to start on October 15, 2019. The Commission will hold a hearing management meeting on July 10, 2019 at 9:00am.

Action Pending

Hearing Status Hearing Information
Action pendingBridgeMark Financial Corp.; Jackson & Company Professional Corp.; Anthony Kevin Jackson; Lukor Capital Corp.; Justin Edgar Liu; Rockshore Advisors Ltd. (formerly known as Cam Paddock Enterprises Inc.); Cameron Robert Paddock; Simran Singh Gill; JCN Capital Corp.; John Rosarino Bevilacqua; Essos Corporate Services Inc.; Sway Capital Corp.; Von Rowell Torres; David Matthew Schmidt; Detona Capital Corp.; Danilen Villanueva; Natasha Jon Emami; Altitude Marketing Corp.; Ryan Peter Venier; Platinum Capital Corp.; 658111 B.C. Ltd.; Jason Christopher Shull; Tryton Financial Corp.; Abeir Haddad; Tavistock Capital Corp.; Robert John Lawrence; Jarman Capital Inc.; Scott Jason Jarman; Northwest Marketing and Management Inc.; Aly Babu Husein Mawji; Rufiza Babu Husein Mawji-Esmail; Denise Marie Trainor; Randy White; Escher Invest SA; Hunton Advisory Ltd.; Kendl Capital Limited; Russell Grant Van Skiver; Bertho Holdings Ltd.; Robert William Boswell; Haight-Ashbury Media Consultants Ltd.; Ashkan Shahrokhi; Saiya Capital Corporation; Tara Kerry Haddad; Keir Paul MacPherson; Tollstam & Company Chartered Accountants; Albert Kenneth Tollstam; 727 Capital; David Raymond Duggan; Viral Stocks Inc.; 10X Capital; Cryptobloc Technologies Corp.; New Point Exploration Corp.; Green 2 Blue Energy Corp.; BLOK Technologies Inc.; Kootenay Zinc Corp.; Affinor Growers Inc.; Beleave Inc.; Liht Cannabis Corp. (formerly known as Marapharm Ventures Inc.); PreveCeutical Medical Inc.; Speakeasy Cannabis Club Ltd.; Abattis Bioceuticals Corp.; 1153307 B.C. Ltd.; Executive Director
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Hearing Type: Enforcement
Allegations: Illegal distribution
Panel: Nigel P Cave - Chair, Judith Downes, Audrey T. Ho
Note: Temporary order issued and extended. On April 12, 2019, the Panel extended the temporary order until a hearing is held and a decision rendered.
Action pendingChien-Hua Liu, also known as William Liu; NuWealth Financial Group Inc.; CPFS Professional Financial Services Inc.; Executive Director
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Hearing Type: Enforcement
Allegations: Trading without registration
Panel: Nigel P Cave - Chair, Don Rowlatt, Suzanne K Wiltshire
Note: Hearing concluded. The Panel issued its Findings on November 23, 2018. On April 3, 2019, the Panel heard the parties' oral submissions on sanctions. The Panel's decision is due.
Action pendingDominionGrand II Mortgage Investment Corporation; DominionGrand Investment Fund Inc.; Donald Bruce Edward Wilson; David Scott Wright; Patrick K. Prinster; Executive Director
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Hearing Type: Enforcement
Allegations: Fraud
Panel: Nigel P Cave - Chair, Judith Downes, George C. Glover
Note: The Panel issued it's Findings April 30, 2019. The parties submissions on sanctions are due June 25, 2019.
Action pendingecoTECH Energy Group Inc., currently known as Dong Fang Hui Le Inc.; Colin V. Hall; Rolf Eugster; Anne Sanders; Executive Director
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Hearing Type: Enforcement
Allegations: Misrepresentation; Contravening a decision
Panel: Nigel P Cave - Chair, George C. Glover, Audrey T. Ho
Note: The Panel's findings are due on June 5, 2019.
Action pendingPaul Se Hui Oei; Canadian Manu Immigration & Financial Services Inc.; 0863220 B.C. Ltd.; 0905701 B.C. Ltd; Organic Eco-Centre Corp.; Executive Director
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Hearing Type: Enforcement
Allegations: Fraud
Panel: Nigel P Cave - Chair, Audrey T. Ho, Suzanne K Wiltshire
Note: The Panel issued its decision on August 8, 2018. The appellants Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc. have filed notices of application for leave to appeal with the British Columbia Court of Appeal. On August 31, 2018, Paul Se Hui Oei requested a review of the Panel's findings dated December 12, 2017 and decision dated August 8, 2018. On December 12, 2018, the BC Court of Appeal dismissed the appellants' applications for leave to appeal. Review hearing concluded. The Panel's decision is due June 7, 2019.
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Reciprocal Order

Hearing Status Hearing Information
Reciprocal orderEdward Earl Chieduch; Executive Director
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Hearing Type: Enforcement - Reciprocal order
Allegations: Acting contrary to public interest
Panel: Nigel P Cave - Chair, Audrey T. Ho
Note: The Commission issued its decision on March 4, 2019.
Reciprocal orderMitchell Gordon Adam; Executive Director
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Hearing Type: Enforcement - Reciprocal order
Allegations: Acting contrary to public interest
Panel: Nigel P Cave - Chair, Audrey T. Ho
Note: The Commission issued its decision on March 4, 2019.

Matter Concluded

Hearing Status Hearing Information
Matter concludedJames Francis Gerard Callaghan; TSX Venture Exchange Inc.; Executive Director
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Hearing Type: Review
Allegations:
Panel: Nigel P Cave - Chair, Audrey T. Ho
Note: On August 31, 2017, Mr. Callaghan applied to the Commission for a review of the TSX Venture Exchange's decision dated August 1, 2017. On December 10 and 11, 2018, the panel heard oral submissions on Mr. Callaghan’s application for review and requested further submissions. The Panel issued its decision on April 4, 2019.
Matter concludedMatthew John Hamilton; Braeden William Sinclair Lichti (aka Braeden Sinclair); Executive Director
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Hearing Type: Enforcement
Allegations: Acting contrary to public interest
Panel: Nigel P Cave - Chair, Judith Downes, Gordon L. Holloway
Note: The Panel issued it’s decision on April 3, 2019.
Matter concludedStewart Douglas Loughery; Richard Dean Reoji Nawata; Military International Limited; Executive Director
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Hearing Type: Enforcement
Allegations: False or misleading statements to the commission; Contravening a decision
Panel: Nigel P Cave - Chair, Judith Downes, Gordon L. Holloway
Note: On March 4, 2019, the Panel issued it's Decision.

Under Appeal

Hearing Status Hearing Information
Under appealGaro Aram Deyrmenjian; Raffi Khorchidian; Antoine Ratsaphong; EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A.; David Craven; Executive Director
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Hearing Type: Enforcement
Allegations: Manipulation/Misleading trading
Panel: Judith Downes - Chair, Gordon L. Holloway, Suzanne K Wiltshire
Note: On March 8, 2017, the Executive Director discontinued proceedings against Antoine Ratsaphong. Hearing concluded. The Panel issued its findings on April 25, 2018. The appellants Deyrmenjian, Khorchidian, EHT and Craven filed notices of application for leave to appeal with the BC Court of Appeal. On November 2, 2018, the panel heard submissions on EHT and Craven's application under section 171 of the Act to revoke or vary the Panel's findings, and denied the application, with reasons to follow. The Panel issued it's decision on March 11, 2019. On April 8, 2019, Raffi Khorchidian filed a notice of application for leave to appeal with the BC Court of Appeal. The application will be heard on July 10, 2019.
Under appealMountainstar Gold Inc.; Brent Hugo Johnson; Executive Director
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Hearing Type: Enforcement
Allegations: False or misleading statements to the commission
Panel: Judith Downes - Chair, Audrey T. Ho, Don Rowlatt
Note: The Panel issued its findings on October 12, 2018. The Pane issued its decision on April 9, 2019. On May 6, 2019, Mountainstar Gold and Brent Hugo Johnson filed a notice of application for leave to appeal with the BC Court of Appeal.
Under appealThalbinder Singh Poonian; Shailu Sharon Poonian; Robert Joseph Leyk; Manjit Singh Sihota; Perminder Sihota; Executive Director
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Hearing Type: Enforcement
Allegations: Manipulation/Misleading trading
Panel: Suzanne K Wiltshire - Chair, George C. Glover, Audrey T. Ho
Note: On March 28, 2017, Mr. Leyk filed an application to have the orders against him permanently removed on the grounds that the executive director had not provided him with notice of the proceeding. The panel heard this application in writing and issued its decision on December 5, 2018. On December 27, 2018, Mr. Leyk filed a notice of application for leave to appeal with the British Columbia Court of Appeal. On January 28, 2018, Mr. Leyk filed an application for an order for disclosure and permanently cancelling the Findings and Decision. The panel heard these applications in writing and issued its decision on April 18, 2019. On May 13, 2019, Mr. Leyk filed a Notice of Application for Leave to Appeal with the British Columbia Court of Appeal.
Under appealTin Chao Alan Lau; Executive Director
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Hearing Type: Enforcement
Allegations: Fraud
Panel: Judith Downes - Chair, Gordon L. Holloway, Don Rowlatt
Note: On September 19, 2016, the Panel issued its Decision. On October 7, 2016, the respondent filed a notice of application for leave to appeal with the British Columbia Court of Appeal. On October 16, 2017, the Court of Appeal placed this matter on the inactive appeal list.