Events
Registrant Outreach Session - November 2023
BCSC Virtual Outreach Session
Contact:
For questions or general information, please contact us at RegistrantOutreach@bcsc.bc.ca.
Where:
Online only
Vancouver, BC
Description:
The British Columbia Securities Commission will host a Registrant Outreach session to be held virtually on November 30, 2023. The session will focus on compliance issues identified from examinations and other relevant topics.
This session is relevant to all chief compliance officers, authorized firm representatives, ultimate designated persons, dealing representatives, permitted individuals, and individuals involved in the day-to-day registration and compliance functions and legal counsel of registered firms.
We would like to hear from you in advance of the event. If you have any questions related to the above topics or compliance in general, we will try to address them during our presentation.
Registrant Outreach Workshop Agenda
Registrant Outreach Workshop Presentation